Stephan, J.
Following their pleas of guilty, James Dean and Ada JoAnn Taylor were convicted of second degree murder in connection with the 1985 death of Helen Wilson in Beatrice, Nebraska. Both gave incriminating testimony at the trial of Joseph White who was convicted of first degree murder in connection with Wilson's death. But years later, DNA tests determined that
After they were released from prison and pardoned, Dean and Taylor brought actions against the State pursuant to the Nebraska Claims for Wrongful Conviction and Imprisonment Act
The facts of this case are undisputed. Wilson was brutally raped and murdered in her Beatrice apartment in February 1985. Bruce Allen Smith, a drifter who was in Beatrice when the crime was committed, was an early suspect. However, after a comparison of Smith's blood with blood found on Wilson's clothing appeared to preclude him, the State's focus shifted elsewhere.
Dean and Taylor were swept into the investigation in the spring of 1989, after the case had gone cold. They, along with four others, gained notoriety as the "Beatrice Six." Dean was arrested on April 15, 1989, the day of his 25th birthday. In March 1989, authorities came to Taylor's North Carolina home at night and took her to jail in a nightgown. She was subsequently transported to Gage County a few days later.
Dean and Taylor were questioned about the murder and ultimately confessed to their involvement. Both also eventually testified at the murder trial of White, who was convicted of first degree murder for Wilson's death.
However, neither Dean nor Taylor immediately confessed. For 22 days after his arrest, Dean maintained his innocence. His confidence was shaken only after he submitted to a polygraph test and was told that the results "`did not look good.'" In addition, while in county jail, Dean received four or five visits from Dr. Wayne Price. Dr. Price was a licensed clinical psychologist who served in the dual capacity as the clinical director of the Blue Valley Mental Health Center and, unknown to Dean, a police psychologist employed by the Gage County Sheriff's Department. Dr. Price told Dean that he had "`unconscious'" knowledge of the crime and that his repressed memories would return to him in his dreams. Dean thought this theory explained his polygraph results and began purposefully using Price's techniques to recover memories.
Subsisting on 2 to 3 hours of sleep a night, Dean began to dream of Wilson's murder, believing that Price had removed "some kind of `subconscious block.'" Prior to and during the period that Dean was purportedly recovering memories, he was shown videotape, photographs, and diagrams of the crime scene at Wilson's apartment. The photographs included
Dean reached an agreement with the prosecution to plead guilty to second degree murder in exchange for his cooperation in the prosecution of other members of the Beatrice Six. Dean testified at White's trial and described the various steps the six persons had taken during Wilson's murder. A jury found White guilty of first degree murder. Dean was sentenced to 10 years in prison and served approximately 5 years 5 months of his sentence.
Taylor, like Dean, initially maintained that she had no knowledge of the Wilson murder. However, when she was told shortly after arrest that there was proof of her involvement, she believed law enforcement, because "I had no reason to believe that the cops would lie to me." While held at the Gage County Detention Center, Taylor was diagnosed with "borderline personality disorder" and was administered an antipsychotic drug by Dr. Price. Because of her mental difficulties and heavy use of alcohol and drugs, Taylor doubted her own memory and asked law enforcement for "`help ... to remember.'" Taylor received assistance from law enforcement in "remembering" the details of the crime. She eventually was able to reconstruct her supposed involvement after being "[s]upplied" with the facts of the murder, including a videotape of the crime scene. Taylor "got help from law enforcement over the course of coming up with [her] story."
Taylor reached an agreement with the prosecution to plead guilty to second degree murder in exchange for her testimony at White's trial. She was able to pepper her testimony with specific details, including that she initiated the sequence of events by knocking on the door of Wilson's apartment and that she had placed a pillow over Wilson's head during the attack. Taylor was sentenced to 40 years in prison and was incarcerated for more than 19 years.
In 2005, White filed a motion under the DNA Testing Act, Neb.Rev.Stat. §§ 29-4116 to 29-4125 (Reissue 2008), to test the genetic material left at Wilson's apartment.
Dean and Taylor both maintain that they believed they were telling the truth when they made their statements to law enforcement, pled guilty to second degree murder, and testified at White's trial.
On February 22, 2010, Dean and Taylor filed complaints in the Gage County District Court, stating claims for relief under the Act. The prerequisites for recovery are set forth in § 29-4603, which states that to prevail, a claimant must, by clear and convincing evidence, prove:
The State stipulated that Dean and Taylor could prove by clear and convincing evidence the requirements in subsections (1), (2), and (3). Dean and Taylor stipulated that all of their statements regarding the Wilson murder were factually false. The sole disputed issue under § 29-4603 was whether the factually false statements constituted "perjury," "fabricat[ed] evidence," or "false statement[s]" under § 29-4603(4).
After receiving expert testimony at trial, the district court found that Dean and Taylor both genuinely believed that they were telling the truth during the investigation of Wilson's murder and at White's trial. Dr. Eli Chesen, a licensed psychiatrist, testified that Dean suffered from "post-traumatic distress" syndrome and "Stockholm Syndrome" when he admitted his guilt in statements to police and testified at White's trial. Dr. Chesen testified that Taylor had also suffered from Stockholm Syndrome, in addition to a "severe, schizotypical disorder." Dr. Richard Leo, a law professor with a Ph.D. in jurisprudence and social policy, reviewed both Dean's and Taylor's histories and opined that they had made "persuaded false confession[s]." Dr. Leo testified that at the time the statements and testimony were given, Dean and Taylor subjectively believed the veracity of what they said.
The district court held that as used in § 29-4603(4), "perjury," "fabricate evidence," and "false statement" each included a requirement of "knowledge and/or intent" by their plain language. As to "perjury," the court cited the definition of the crime in Neb.Rev.Stat. § 28-915(1) (Reissue 2008), which requires that the person charged did "not believe [his or her statement] to be true." The court held that the phrase "fabricate evidence" is equivalent to the word "lie" and that "lie" is defined as "a statement that one knows is false." Finally, the court focused on the word "false" in the phrase "false statement" and emphasized that "the majority of its accepted definitions ... require intent or knowledge that one is not telling the truth." Because it found that Dean and Taylor had subjectively believed the truth of their statements, the district court determined that § 29-4603(4) was not an obstacle to their recovery. It awarded $300,000 in damages to Dean and $500,000 in damages to Taylor.
The State assigns that the district court erred by construing § 29-4603(4) to include a state-of-mind element. On cross-appeal, Dean assigns that the district court erred in determining the amount of damages which proximately resulted from his conviction.
Statutory interpretation is a question of law, which an appellate court resolves
Pursuant to § 29-4607, an action under the Act is filed under the State Tort Claims Act, Neb.Rev.Stat. §§ 81-8,209 to 81-8,235 (Reissue 2008 & Cum.Supp.2012). A district court's findings of fact in a proceeding under the State Tort Claims Act will not be set aside unless such findings are clearly erroneous.
The State's appeal in each case rests upon the sole premise that the district court erred in determining the meaning of the phrase "false statement" as used in § 29-4603(4). We are therefore presented with an issue of statutory interpretation.
Statutory language is to be given its plain and ordinary meaning, and an appellate court will not resort to interpretation to ascertain the meaning of statutory words which are plain, direct, and unambiguous.
Each side finds support in standard dictionary definitions of the term, which include meanings that encompass some form of scienter, such as "[d]eceitful," "lying," "dishonest," or "meant to deceive," and meanings that could include an innocent but factually incorrect statement, such as "[u]ntrue," "not true," or "in error."
Because the word "false" is susceptible to more than one reasonable interpretation, we conclude that it is ambiguous and therefore subject to judicial interpretation.
An appellate court can examine an act's legislative history if a statute is ambiguous or requires interpretation.
The State argues that interpreting the phrase "false statement" to include a requirement of "knowledge and/or intent" is contrary to the rule of strict construction of statutes that waive sovereign immunity. Statutes that purport to waive the protection of sovereign immunity of the State or its subdivisions are strictly construed in favor of the sovereign and against the waiver. A waiver of sovereign immunity is found only where stated by the most express language of a statute or by such overwhelming implication from the text as will allow no other reasonable construction.
While this principle must be factored into our analysis, we do not regard it as dispositive. We decline to hold that the rule of strict construction for statutes waiving sovereign immunity should always trump other canons of statutory interpretation, including the overriding goal of giving effect to the purpose and intent of the Legislature when construing ambiguous language in a statute. Clearly, the Act itself is a waiver of sovereign immunity. Our task in these cases is to determine the scope of the waiver, given the Legislature's use of an adjective that, standing alone, may be susceptible to more than one meaning. An appellate court does not consider a statute's clauses and phrases as detached and isolated expressions. Instead, the whole and every part of the statute must be considered in fixing
The rules of statutory interpretation require an appellate court to give effect to the entire language of a statute, and to reconcile different provisions of the statute so they are consistent, harmonious, and sensible.
The Act permits persons who are actually innocent but nevertheless convicted of a crime to seek and obtain monetary redress from the State. But in order to do so, the claimant must affirmatively prove that he or she did not engage in certain conduct, i.e., "commit or suborn perjury, fabricate evidence, or otherwise make a false statement" to bring about the conviction of the claimant or another.
Section 29-4603(4) lists "perjury," "fabricate evidence," and "false statement" in a single sentence. Because the first two involve deceitful acts, it would be incongruous to define the phrase "false statement" to include a completely innocent act, particularly when doing so would disqualify an actually innocent but wrongfully convicted person from asserting a claim against the State, which is precisely the purpose of the Act. This conclusion is underscored by the fact that in general legal parlance, the phrase "false statement" is commonly understood to mean "[a]n untrue statement knowingly made with the intent to mislead."
Reading the phrase "false statement" as used in § 29-4603(4) in accordance with this generally accepted meaning would not render other language in the statute meaningless or superfluous. A knowingly false statement which is not made under oath or affirmation does not constitute perjury. And one can fabricate evidence consisting of something other than a statement.
For these reasons, we conclude that the district court did not err in its interpretation of the phrase "false statement" as used in § 29-4603(4) or in its finding that Dean and Taylor did not make false statements under the Act.
In his cross-appeal, Dean contends that his $300,000 damage award was inadequate. This is our first opportunity to address damages recoverable under the Act. The Act itself is not specific on recoverable elements of damage, providing only that a claimant may recover "damages found to proximately result from the wrongful conviction and that have been proved based upon a preponderance of the evidence."
We conclude that a claim under the Act sounds in tort. The Act specifically provides that a claim brought pursuant to its provisions "shall be filed under the State Tort Claims Act,"
The district court found that both Dean and Taylor had been deprived of their "liberty to be free as ... innocent citizen[s]." In its attempt to place a monetary value on the mental pain and suffering resulting from this loss, the court noted: "What price is one's liberty to be free to live [his or her] life? It is so priceless it's no wonder the legislature placed a cap on any compensation awarded to any individual for errors of a wrongful conviction and one's loss of freedom." Noting its "Herculean task" in placing a monetary value on such loss, the court found that considering the "totality of [the] circumstances" in each case, "Taylor shall recover damages found to proximately result from the wrongful conviction in the amount of $500,000.00" and "Dean shall recover damages found to proximately result from the wrongful conviction in the amount of $300,000.00."
Generally, the amount of damages awarded in a case under the State Tort Claims Act is a matter solely for the finder of fact, whose decision will not be disturbed on appeal if it is supported by evidence and bears a reasonable relationship to the elements of damages proved at trial.
In Dean's case, the district court did not make a finding as to Dean's actual damages. From a colloquy between the court and Dean's counsel during closing argument, it appears that the court was of the belief that because it had awarded the maximum statutory recovery of $500,000 to Taylor, it was required to award a lesser amount to Dean because he had served only 5 years in prison compared to the nearly 20 years served by Taylor. But if both Dean and Taylor sustained actual damages exceeding the $500,000 cap, each would be entitled to recover that amount even if Taylor's actual damages exceeded those of Dean. Because the district court did not clearly state whether its damage award to Dean was based on his actual damages without regard to the statutory cap, it is impossible to determine whether the statutory cap was applicable and properly applied. Accordingly, we reverse and vacate Dean's damage award and remand the cause with directions to the district court to first make a factual determination of the actual damages sustained by Dean and then make a legal determination of whether the statutory cap is applicable to the determination of his recovery against the State.
For the reasons discussed, we affirm the judgment in favor of Dean with respect to the State's liability; but we reverse and vacate the award of damages and remand the cause with directions to recalculate the amount of Dean's damages as set forth above. We affirm the judgment in favor of Taylor and against the State in all respects.
JUDGMENT IN NO. S-12-974 AFFIRMED IN PART AND IN PART REVERSED AND VACATED, AND CAUSE REMANDED WITH DIRECTIONS. JUDGMENT IN NO. S-12-975 AFFIRMED.